IMPROVEMENT OF SUPERVISION OVER THE ACTIVITIES OF PROFESSIONAL PARTICIPANTS OF THE SECURITIES MARKET

Purpose of the research is to determine ways to improve state supervision over the activities of professional participants in the Kazakhstani securities market.  

Methodology – the methodological basis of the research consists of the fundamental provisions of economic theory, fi nance theory, modern concepts of fi nancial intermediation and fi nancial supervision, as well as the theoretical legacy of scientists devoted to the problems of building a system of supervision over the activities of professional participants in the securities market. To solve the tasks set, a complex of general scientifi c and special research methods was used: scientifi c abstraction, induction and deduction, analysis and synthesis, logical generalization.  

Originality / value of the research – the recommendations proposed in the paper, subject to their practical implementation, will contribute to the transformation of the system of supervision of the activities of professional participants in the securities market in Kazakhstan into a competitive environment, increase its resistance to external infl uences and ensure fi nancial stability in the long term.  

Findings – as a result of the study, a set of recommendations aimed at improving the current system of supervision over the activities of professional participants in the securities market is proposed. 

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